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課程名稱 |
國際證券監理
International Securities Regulation |
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開課學期 |
113-2 |
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授課對象 |
法律學院 法律研究所 |
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授課教師 |
邵瑞克 |
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課號 |
LAW7837 |
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課程識別碼 |
A21EM54A0 |
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班次 |
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學分 |
1.0 |
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全/半年 |
半年 |
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必/選修 |
選修 |
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上課時間 |
第4 週
星期一1,2,5(8:10~13:10)星期二1,2,5(8:10~13:10)星期三1,2,5(8:10~13:10)星期四1,2,5(8:10~13:10)星期五1,2,5(8:10~13:10) |
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上課地點 |
霖研四1701霖研四1701霖研四1701霖研四1701霖研四1701 |
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備註 |
本課程以英語授課。密集課程。
限法律學院學生(含輔系、雙修生)
總人數上限：30人 |
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課程簡介影片 |
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核心能力關聯 |
核心能力與課程規劃關聯圖 |
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課程大綱
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為確保您我的權利,請尊重智慧財產權及不得非法影印
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課程概述 |
This course explores the issues surrounding business investment regulation globally. Topics explored will include: the definition of a security, the emergence and regulation of global securities markets, the jurisdictional reach of national and regional securities laws, the regulation of the disclosure of information related to business investments, cooperative enforcement of securities laws, private securities litigation, insider trading regulation, and transnational anti-corruption law. Students will consider and be asked to articulate how international securities law ought to be structured. The course will give students an understanding of how the United States has approached various issues related to securities regulation and to discuss how those approaches have been successful and unsuccessful on the global stage. A business background will be helpful for this course but is not required. |
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課程目標 |
This course is also designed to assist students in doing the following:
• Comprehending the challenges associated with regulating the emerging global securities markets.
• Understanding the issues and choices relating to designing systems of securities law domestically and internationally.
• Gaining knowledge of important securities law topics,
including the definition of a security, the emergence and regulation of global securities markets, the jurisdictional reach of national and regional securities laws, the regulation of the disclosure of information related to business investments, cooperative enforcement of securities laws, private securities litigation, insider trading regulation, and transnational anti-corruption law.
• Being able to analyze and resolve legal issues presented related to securities law.
• Acquiring knowledge of how the United States has approached various issues related to securities regulation and to discuss how those approaches have been successful and unsuccessful on the global stage.
*Students are not allowed to record or distribute recordings of this course for any purposes. |
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課程要求 |
Students are expected to be prepared and professional. Disciplinary action, which may include reduction of grade or dismissal from the course, will be taken for disruptive behavior. |
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預期每週課前或/與課後學習時數 |
Students should spend 2 to 3 hours on assignments outside of class for each class session. Out-of-class time should be dedicated toward preparing for class, reviewing your notes, outlining, and studying for the exam. |
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Office Hours |
另約時間 備註： Professor is always very happy to talk with students. |
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指定閱讀 |
All readings will be available in the course packet, International Securities Regulation by Eric Chaffee. This packet will be freely distributed to all students. Outside research is not expected for this course, except as helpful to understanding the concepts entailed in the course packet. |
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參考書目 |
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評量方式
(僅供參考) |
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No. |
項目 |
百分比 |
說明 |
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1. |
Attendance & Participation |
20% |
All students are expected to participate actively in class discussions, which should include speaking multiple times during each session. |
2. |
Final Exam |
80% |
The Exam will occur during the final class day on March 14, 2025 during the scheduled class time. The exam will consist of two essay questions. Students will have 70 minutes to complete the first essay question, which will be a broad policy question. Students will have 50 minutes to complete the second essay, which will include a fact pattern that students will be expected to apply the law taught during the course. No outside research is required or will be rewarded in taking the final exam. |
- 本校尚無訂定 A+ 比例上限。
- 本校採用等第制評定成績，學生成績評量辦法中的百分制分數區間與單科成績對照表僅供參考，授課教師可依等第定義調整分數區間。詳見學習評量專區 (連結)。
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週次 |
日期 |
單元主題 |
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第1週 |
3/10 |
The Emergence and Regulation of Global Securities Markets; Jurisdictional Reach; The Definition of a Security (Pages 3-59) |
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第1週 |
3/11 |
Disclosure; Cooperative Enforcement (Pages 60-103) |
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第1週 |
3/12 |
Private Securities Litigation (Pages 104-121) |
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第1週 |
3/13 |
Insider Trading (Pages 122-157) |
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第1週 |
3/14 |
Transnational Anti-Corruption Laws (Pages 158-167); Exam |
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