課程資訊
課程名稱
比較企業金融法制專題研究一
Seminar on Comparative Enterprise & Finacial Laws (Ⅰ) 
開課學期
109-2 
授課對象
法律學院  法律研究所  
授課教師
林仁光 
課號
LAW7351 
課程識別碼
A21 M8950 
班次
 
學分
2.0 
全/半年
半年 
必/選修
選修 
上課時間
星期三3,4(10:20~12:10) 
上課地點
霖研五1702 
備註
本課程中文授課,使用英文教科書。大學部經授課老師同意可修習本課程.
限碩士班以上 且 限法律學院學生(含輔系、雙修生)
總人數上限:24人 
Ceiba 課程網頁
http://ceiba.ntu.edu.tw/1092LAW7351_ 
課程簡介影片
 
核心能力關聯
核心能力與課程規劃關聯圖
課程大綱
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課程概述

本學期,本課程將以中文進行討論,閱讀資料包括中文及外文資料。同學上課必須會聽會說中文,但發表意見或報告時可以使用中文或英文。
Specific topics of enterprise and financial laws are selected for discussion. Cases and articles will be provided at the beginning and/or during the semester. The professor will introduce the theme and regulatory framework at the beginning of each topic. Afterwards, students will have opportunities to present the assigned reading and participate discussion. Our focus in the fall semester 2014 was on corporate insiders and responsible persons. In the spring semester of 2015, the focus was on the selected issues regarding executive compensation, disputes arising from director election, removal of directors, the appointment and removal of auditors and shareholder proposals, etc. In the fall of 2015, we studied corporate personhood, corporate theories. In the Spring of 2016, we discussed the global financial regulations. In the fall of 2016, we focus on relevant issues surrounding closely held business associations. In the spring of 2017, we focused on the evolution of financial regulatory regime and reform after the global financial crises and the development of fintech. We also focus on the syndicated loan market and related issues. In the fall semseter of 2017, we focus on corporate wrongdoing, legal compliance program, regulation of nonbank financial institutions and update of insider trading law. In Spring 2018, we will cover topics related to the securities fraud litigations, the impact of US Supreme Court judgments on the pleading in securities fraud litigations, the use of arbitrations as ADR and the secured transactions. Students will be assigned to make presentations in the class and followed by discussions guided by professor.
2018年秋季(107學年第1學期),課程內容主要環繞三個主軸:(1)與公司法全盤修正之相關議題;(2)企業組織結構調整;以及(3)動產擔保制度現代化探討台灣制度改革之現況,立法草案;比較聯合國動產擔保制度立法指南,聯合國動產擔保模範法,紐西蘭動產擔保法。 

課程目標
The purpose of this course is to provide a venue for students to learn Enterprise and financial laws related topics and to develop thinking and analysis skills. Students have the opportunities to present and participate discussions in the classes. The presentation may be conducted in English or Mandarin at your wish. However, the discussion will be conducted mainly in Mandarin. Students may also employ the comparative law approach to observe the development of legal regimes in different jurisdictions. 
課程要求
This course is conducted mainly in English. However, Mandarin may be used during discussion if it is deemed necessary to help discussion.
Course Requirements:
1. Read the assigned reading.
2. Class participation.
3. Term paper. 
預期每週課後學習時數
 
Office Hours
 
參考書目
待補 
指定閱讀
待補 
評量方式
(僅供參考)
 
No.
項目
百分比
說明
1. 
Class Participation 
70% 
到課參與討論為必要要求與評分重點之一。Please read the assigned reading and participate class discussion. You will have the opportunity to make presentation. Class Attendance is required.  
2. 
Term Paper 
30% 
期末報告Students enrolled shall complete an independent research term paper at the end of the semester. The topic shall be relevant to the content of this course. The proposal shall be 7,000 words or 8 pages in length.(標楷體, Times New Roman, font size 12, 行距 25 points)。  
 
課程進度
週次
日期
單元主題
第1週
2/24  課程簡介與分組 
第2週
3/03  The New Geographies of Corporate Governance 
第3週
3/10  The New Geographies of Corporate Governance 
第4週
3/17  The New Geographies of Corporate Governance 
第5週
3/24  機構投資人盡職治理守則(臺灣) 
第6週
3/31  機構投資人盡職治理守則(臺灣) 
第7週
4/07  清明節溫書假 
第8週
4/14  Diversity of Shareholder Stewardship in Asia: Faux Convergence 
第9週
4/21  Diversity of Shareholder Stewardship in Asia: Faux Convergence 
第10週
4/28  Voting Engagement by Large Institutional Investors 
第11週
5/05  Voting Engagement by Large Institutional Investors 
第14週
5/26  張議報告:股份交換 
第15週
6/02  鄭羽棻報告:實質負責人 
第16週
6/09  撰寫期末報告 
第17週
6/16  繳交期末書面報告