課程名稱 |
比較企業金融法制專題研究一 SEMINAR ON COMPARATIVE ENTERPRISE & FINACIAL LAWS(Ⅰ) |
開課學期 |
99-1 |
授課對象 |
法律學院 科際整合法律學研究所 |
授課教師 |
林仁光 |
課號 |
LAW7351 |
課程識別碼 |
A21EM8950 |
班次 |
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學分 |
2 |
全/半年 |
半年 |
必/選修 |
選修 |
上課時間 |
星期一7,8(14:20~16:20) |
上課地點 |
法研5 |
備註 |
本課程以英語授課。本課程以英語授課。大學部須經授課老師同意。 限碩士班以上 且 限法律學院學生(含輔系、雙修生) 總人數上限:24人 |
Ceiba 課程網頁 |
http://ceiba.ntu.edu.tw/991Financial_Law_Lin |
課程簡介影片 |
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核心能力關聯 |
核心能力與課程規劃關聯圖 |
課程大綱
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為確保您我的權利,請尊重智慧財產權及不得非法影印
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課程概述 |
Specific topics of enterprise and financial laws are selected for discussion. Cases and articles will be provided at the beginning and/or during the semester. The instructor will introduce the theme and regulatory framework at the beginning of each topic. Afterwards, students will have opportunities to present the assigned reading and participate discussion. In the fall semester of 2010-11, the focus will be on the regulation of corporate insiders, particularly those of the listed companies. We will beginning with the regulatory regime of corporate insiders in Taiwan and discuss the regulatory regimes in the USA, Europe and other jurisdictions. For examples, executive compensation, insider trading, etc. |
課程目標 |
This course provides English-learning environment. Taiwanese students and foreign students may interact with one another. Students may also employ the comparative law approach to observe the development of legal regimes in different jurisdictions. |
課程要求 |
This course is conducted mainly in English. However, Mandarin may be used during discussion if it is deemed necessary to help discussion.
Course Requirements:
1. Read the assigned reading.
2. Class participation.
3. Term paper. |
預期每週課後學習時數 |
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Office Hours |
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指定閱讀 |
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參考書目 |
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評量方式 (僅供參考) |
No. |
項目 |
百分比 |
說明 |
1. |
Class Participation |
60% |
Please read the assigned reading and participate class discussion. You will have the opportunity to make presentation. |
2. |
Term Paper |
40% |
Students enrolled shall complete a independent research paper at the end of the semester. |
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週次 |
日期 |
單元主題 |
第1週 |
2010/09/13 |
Introduction |
第2週 |
2010/09/20 |
Regulation of Public Companies & Corporate Insiders |
第3週 |
2010/09/27 |
Short-Swing Trading Regulation |
第4週 |
2010/10/04 |
Insider Trading Regulation
1.Equal Access Theory and Duty to Disclose or Abstain |
第5週 |
2010/10/11 |
Outsider Trading Liability
(1)Misappropriation Theory (Early Stage) |
第6週 |
2010/10/18 |
Outsider Trading Liability
Misappropriation Theory (US Supreme Court) |
第7週 |
2010/10/25 |
Tippers & Tippees |
第8週 |
2010/11/01 |
TBA |
第9週 |
2010/11/08 |
Tippers & Tippees |
第10週 |
2010/11/15 |
University Holiday |
第11週 |
2010/11/22 |
Exemption from Insider Trading Liability |
第12週 |
2010/11/29 |
Insider Trading in Tender Offer Context |
第13週 |
2010/12/06 |
Insider Trading in Derivative Securities |
第15週 |
2010/12/20 |
Insider Trading Compliance Program |
第15週 |
2010/12/20 |
UM-NTU Joint Law Conference
from 9:00 to 17:00 |
第16週 |
2010/12/27 |
Insider Trading Enforcement--Guest Speaker
Yu, Chih-Ching, Public Prosecutor, Taipei District Public Prosecutors Office |
第17週 |
2011/01/03 |
Insider Trading Enforcement--Guest Speaker
Chang, Shu-Hwa, Public Prosecutor, Taipei District Public Prosecutors Office |
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