課程資訊
課程名稱
比較企業金融法制專題研究一
SEMINAR ON COMPARATIVE ENTERPRISE & FINACIAL LAWS(Ⅰ) 
開課學期
99-1 
授課對象
法律學院  科際整合法律學研究所  
授課教師
林仁光 
課號
LAW7351 
課程識別碼
A21EM8950 
班次
 
學分
全/半年
半年 
必/選修
選修 
上課時間
星期一7,8(14:20~16:20) 
上課地點
法研5 
備註
本課程以英語授課。本課程以英語授課。大學部須經授課老師同意。
限碩士班以上 且 限法律學院學生(含輔系、雙修生)
總人數上限:24人 
Ceiba 課程網頁
http://ceiba.ntu.edu.tw/991Financial_Law_Lin 
課程簡介影片
 
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課程大綱
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課程概述

Specific topics of enterprise and financial laws are selected for discussion. Cases and articles will be provided at the beginning and/or during the semester. The instructor will introduce the theme and regulatory framework at the beginning of each topic. Afterwards, students will have opportunities to present the assigned reading and participate discussion. In the fall semester of 2010-11, the focus will be on the regulation of corporate insiders, particularly those of the listed companies. We will beginning with the regulatory regime of corporate insiders in Taiwan and discuss the regulatory regimes in the USA, Europe and other jurisdictions. For examples, executive compensation, insider trading, etc.  

課程目標
This course provides English-learning environment. Taiwanese students and foreign students may interact with one another. Students may also employ the comparative law approach to observe the development of legal regimes in different jurisdictions. 
課程要求
This course is conducted mainly in English. However, Mandarin may be used during discussion if it is deemed necessary to help discussion.
Course Requirements:
1. Read the assigned reading.
2. Class participation.
3. Term paper.  
預期每週課後學習時數
 
Office Hours
 
參考書目
 
指定閱讀
 
評量方式
(僅供參考)
 
No.
項目
百分比
說明
1. 
Class Participation 
60% 
Please read the assigned reading and participate class discussion. You will have the opportunity to make presentation. 
2. 
Term Paper 
40% 
Students enrolled shall complete a independent research paper at the end of the semester. 
 
課程進度
週次
日期
單元主題
第1週
2010/09/13  Introduction 
第2週
2010/09/20  Regulation of Public Companies & Corporate Insiders 
第3週
2010/09/27  Short-Swing Trading Regulation 
第4週
2010/10/04  Insider Trading Regulation
1.Equal Access Theory and Duty to Disclose or Abstain 
第5週
2010/10/11  Outsider Trading Liability
(1)Misappropriation Theory (Early Stage) 
第6週
2010/10/18  Outsider Trading Liability
Misappropriation Theory (US Supreme Court) 
第7週
2010/10/25  Tippers & Tippees 
第8週
2010/11/01  TBA 
第9週
2010/11/08  Tippers & Tippees 
第10週
2010/11/15  University Holiday 
第11週
2010/11/22  Exemption from Insider Trading Liability 
第12週
2010/11/29  Insider Trading in Tender Offer Context 
第13週
2010/12/06  Insider Trading in Derivative Securities 
第15週
2010/12/20  Insider Trading Compliance Program 
第15週
2010/12/20  UM-NTU Joint Law Conference
from 9:00 to 17:00 
第16週
2010/12/27  Insider Trading Enforcement--Guest Speaker
Yu, Chih-Ching, Public Prosecutor, Taipei District Public Prosecutors Office 
第17週
2011/01/03  Insider Trading Enforcement--Guest Speaker
Chang, Shu-Hwa, Public Prosecutor, Taipei District Public Prosecutors Office