課程資訊
課程名稱
比較企業金融法制專題研究一
Seminar on Comparative Enterprise & Finacial Laws (Ⅰ) 
開課學期
103-1 
授課對象
法律學院  科際整合法律學研究所  
授課教師
林仁光 
課號
LAW7351 
課程識別碼
A21EM8950 
班次
 
學分
全/半年
半年 
必/選修
選修 
上課時間
星期二3,4(10:20~12:10) 
上課地點
法1402 
備註
本課程以英語授課。大學部欲修課學生,請洽授課教師。
限碩士班以上 且 限法律學院學生(含輔系、雙修生)
總人數上限:24人 
Ceiba 課程網頁
http://ceiba.ntu.edu.tw/1031Financial_Law 
課程簡介影片
 
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課程概述

Specific topics of enterprise and financial laws are selected for discussion. Cases and articles will be provided at the beginning and/or during the semester. The instructor will introduce the theme and regulatory framework at the beginning of each topic. Afterwards, students will have opportunities to present the assigned reading and participate discussion. In the fall semester of 2014-15, the focus will be on the regulation of corporate insiders, particularly those of the listed companies. We will beginning with the regulatory regime of corporate insiders in Taiwan and discuss the regulatory regimes in the USA, Europe and other jurisdictions. Several topics will be discussed through the semester, including (1) insider trading, (2) de facto directors and shadow directors, (3) corporate board and corporate governance, (4) director and officer compensation, (5) limited liability & exceptions, such as lifting the corporate veil doctrine, etc. 

課程目標
This course provides English-learning environment. Taiwanese students and foreign students may interact with one another. Students may also employ the comparative law approach to observe the development of legal regimes in different jurisdictions. 
課程要求
This course is conducted mainly in English. However, Mandarin may be used during discussion if it is deemed necessary to help discussion.
Course Requirements:
1. Read the assigned reading.
2. Class participation.
3. Term paper.  
預期每週課後學習時數
 
Office Hours
 
參考書目
 
指定閱讀
 
評量方式
(僅供參考)
 
No.
項目
百分比
說明
1. 
Class Participation 
60% 
Please read the assigned reading and participate class discussion. You will have the opportunity to make presentation. 
2. 
Term Paper 
40% 
Students enrolled shall complete a independent research paper at the end of the semester. 
 
課程進度
週次
日期
單元主題
第1週
09/16  Introduction & Assignment 
第2週
09/23  Regulation of Public Companies & Corporate Insiders 
第3週
09/30  Insider Trading Regulation
1.Equal Access Theory and Duty to Disclose or Abstain 
第4週
10/07  Outsider Trading Liability
(1)Misappropriation Theory (Early Stage) 
第5週
10/14  Outsider Trading Liability
Misappropriation Theory (US Supreme Court) 
第6週
10/21  Tippers & Tippees 
第7週
10/28  Tippers & Tippees 
第8週
11/04  Exemption from Insider Trading Liability 
第9週
11/11  Directors: Defacto Directors & Shadow Directors 
第10週
11/18  Directors: De Facto Directors and Shadow Directors 
第11週
11/25  Corporate Board & Corporate Governance 
第12週
12/02  Directors' & Officers' Compensation 
第13週
12/09  Limited Liability & Exceptions--Shareholder Liability for Corporate Tort 
第14週
12/16  Piercing Corporate Veil 
第15週
12/23  TBA 
第16週
12/30  TBA 
第17週
2015/01/06  Wrap-up Session 
第18週
2015/01/12  Term Paper Due Date (January 11, 2015 23:59)