課程大綱

課程資訊

課程名稱

比較企業金融法制專題研究三
Seminar on Comparative Enterprise & Finacial Laws (Ⅲ)

開課學期

103-2

授課對象

法律學院科際整合法律學研究所

授課教師

林仁光

課號

LAW7042

課程識別碼

A21EM8970

班次

學分

全/半年

半年

必/選修

選修

上課時間

星期二3,4(10:20~12:10)

上課地點

備註

本課程以英語授課。教室為法研5。
限碩士班以上且限法律學院學生(含輔系、雙修生)
總人數上限：24人

Ceiba 課程網頁

http://ceiba.ntu.edu.tw/1032LAW7042_

課程簡介影片

核心能力關聯

核心能力與課程規劃關聯圖

課程大綱

為確保您我的權利,請尊重智慧財產權及不得非法影印

課程概述

Specific topics of enterprise and financial laws are selected for discussion. Cases and articles will be provided at the beginning and/or during the semester. The instructor will introduce the theme and regulatory framework at the beginning of each topic. Afterwards, students will have opportunities to present the assigned reading and participate discussion. In the fall semester of 2010-11, the focus will be on the regulation of corporate insiders, particularly those of the listed companies. We will beginning with the regulatory regime of corporate insiders in Taiwan and discuss the regulatory regimes in the USA, Europe and other jurisdictions. For examples, executive compensation, insider trading, etc.

課程目標

This course provides English-learning environment. Taiwanese students and foreign students may interact with one another. Students may also employ the comparative law approach to observe the development of legal regimes in different jurisdictions.

課程要求

This course is conducted mainly in English. However, Mandarin may be used during discussion if it is deemed necessary to help discussion.
Course Requirements:
1. Read the assigned reading.
2. Class participation.
3. Term paper.

預期每週課前或/與課後學習時數

Office Hours

每週三 14:00~15:00

指定閱讀

參考書目

評量方式
(僅供參考)

No.	項目	百分比	說明
1.	Term Paper	40%	Students enrolled shall complete a independent research paper at the end of the semester. The topic shall be relevant to the course.
2.	Class Participation	60%	Please read the assigned reading and participate class discussion. You will have the opportunity to make presentation.

本校尚無訂定 A+ 比例上限。
本校採用等第制評定成績，學生成績評量辦法中的百分制分數區間與單科成績對照表僅供參考，授課教師可依等第定義調整分數區間。詳見學習評量專區 (連結)。

課程進度

週次	日期	單元主題
Week 1		Introduction
Week 2		Overview of Financial Regulatory Reform and SEC's Role after Global Financial Crisis and Dodd-Frank Act
Week 3		Corporate Governance Reform--Separation of Ownership and Control and CGR Evolution
Week 4		What Influence the Forming of Regulatory Policy and Making of Law--“CAPTURE”IN FINANCIAL REGULATION
Week 5		Corporate Governance Reforem in Japan
Week 6		Japanese CG Reform--Comparative
Week 7		Researching and Finalizing Term-paper Topic (Class will not meet)
Week 8		CG: Interlocking Directorship (Italian Perspective)
Week 9		Impact of Prosecution on Corporate Governance
Week 10		Corporate Governance Controversies--
Week 11		Corporate Governance Controversies
Week 12		Observing the Battle between Shareholders and Management
Week 13		Observing the Battle between Shareholder Primacy and Management Control
Week 14		The Turn Toward Board Primacy--Do You Agree?
Week 15		Corporate Control and the Need for Meaningful Board Accountability
Week 16		Board Accountability (NPO)
Week 17		Term Paper Due on June 19, 2015 at 5 pm