課程資訊
課程名稱
比較企業金融法制專題研究一
Seminar on Comparative Enterprise & Finacial Laws (Ⅰ) 
開課學期
107-2 
授課對象
法律學院  法律研究所  
授課教師
林仁光 
課號
LAW7351 
課程識別碼
A21 M8950 
班次
 
學分
2.0 
全/半年
半年 
必/選修
選修 
上課時間
星期三3,4(10:20~12:10) 
上課地點
法研6 
備註
本課程中文授課,使用英文教科書。大學部經授課老師同意,可修習本課程。
限碩士班以上 且 限法律學院學生(含輔系、雙修生)
總人數上限:24人 
Ceiba 課程網頁
http://ceiba.ntu.edu.tw/1072LAW7351_ 
課程簡介影片
 
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課程概述

本學期,本課程將以中文進行討論,閱讀資料包括中文及外文資料。同學上課必須會聽會說中文,但發表意見或報告時可以使用中文或英文。
Specific topics of enterprise and financial laws are selected for discussion. Cases and articles will be provided at the beginning and/or during the semester. The professor will introduce the theme and regulatory framework at the beginning of each topic. Afterwards, students will have opportunities to present the assigned reading and participate discussions. Our focus in the fall semester 2014 was on corporate insiders and responsible persons. In the spring semester of 2015, the focus was on the selected issues regarding executive compensation, disputes arising from director election, removal of directors, the appointment and removal of auditors and shareholder proposals, etc. In the fall of 2015, we studied corporate personhood, corporate theories. In the Spring of 2016, we discussed the global financial regulations. In the fall of 2016, we focused on relevant issues surrounding closely held business associations. In the spring of 2017, we focused on the evolution of financial regulatory regime and reform after the global financial crises and the development of fintech. We also focus on the syndicated loan market and related issues. In the fall semseter of 2017, we focus on corporate wrongdoing, legal compliance program, regulation of nonbank financial institutions and update of insider trading law. In the Spring 2018, we selected topics related to the securities fraud litigation, impact of US Supreme Court judgments on the pleading in securities litigations, arbitrations and secured transactions. In the Fall 2018, we select topics related to three major aspects: (1)topics releated to the most recent Company Act amendment (July 2018); (2)corporate restructuring and finance; and (3)issues and reform of personal property secured transaction (focus on the prospects of Taiwan's reform, UNCITRAL Legislative Guide on Secured Transactions, and UNCITRAL Model Law on Secured Transactions). In the Spring 2019, we will select interesting and useful topics. Please come back to check the updated topics.

Students will choose the topic they are interested in the first class and to make presentations at designated class. Professor will guide the discussions following student's presentation.  

課程目標
The purpose of this course is to provide a venue for students to learn topics related to enterprise and financial laws and to develop critical thinking and analysis skills. Students have the opportunities to present and participate discussions in the classes. The presentation may be conducted in English or Mandarin at your wish. However, the discussion will be conducted mainly in Mandarin. Students may also employ the comparative law approach to observe the development of legal regimes in different jurisdictions. 
課程要求
This course is conducted mainly in Mandarin. However, English may be used during discussion if it is deemed necessary to help discussion.
Course Requirements:
1. Read the assigned reading.
2. Class participation, including class attendance.
3. Term paper.  
預期每週課後學習時數
 
Office Hours
備註: Please make appointment 
指定閱讀
 
參考書目
 
評量方式
(僅供參考)
 
No.
項目
百分比
說明
1. 
Class Participation 
70% 
到課參與討論為必要要求與評分重點之一。Please read the assigned reading and participate class discussion. You will have the opportunity to make presentation. Class Attendance is required.  
2. 
Term Paper 
30% 
Students enrolled shall complete an independent research term paper at the end of the semester. The topic shall be relevant to the content of this course. You are encouraged to discuss with Professor Lin before you begin to write. The Term paper shall be 7,000 words or 8 pages in length.(標楷體, Times New Roman, font size 12, 行距 25 points)。 
 
課程進度
週次
日期
單元主題
Week 1
2/20  課程簡介及報告分組 
Week 2
2/27  Evolution of Financial Technology and Its Regulation: Introductory Session
What is Taiwan's Status on FinTech Law? 
Week 3
3/6  FinTech's Double Edges 
Week 4
3/13  Making Innovation More Competitive: The Case of FinTech 
Week 5
3-20  Crowdfunding: Whether SEC Properly Regulates? 
Week 6
3/27  Blockchain and Current Regulatory Issues 
Week 7
4/3  Spring Break 
Week 8
4/10  New Wine into Old Bottles: FinTech and Bank Regulatory World 
Week 9
4/17  Financial Technology Law: A New Beginning and a New Future 
Week 10
4/24  Financial Technology Law: A New Beginning and a New Future 
Week 11
5/1  New Art for the People: Art Funds and Financial Technology 
Week 12
5/8  Intentionally Left Blank 
Week 13
5/15  SEC Insider Trading Civil Penalties Litigation 
Week 14
5/22  Securities Fraud: Private Securities Class Action (USDC S.D. Cal 2016) 
Week 15
5/29  Securities Fraud: Private Securities Class Action (9th Cir. 2018) 
Week 16
6/5  Attorney Insider Trading: Criminal 
Week 17
6/12  Working on Term Paper: Term Paper Due on June 19, 2019 17:00